ANNEX IV
>REFERENCE TO A FILM>



ANNEX V
>TABLE POSITION>



ANNEX VI

Standard references for nomenclature to be used pursuant to Article 4 (3) (c) to indicate scientific names of species in permits and certificates
(a) Mammal species of the world: A taxonomic and geographic reference, 2nd edition, (edited by D. E. Wilson and D. M. Reeder, 1993, Smithsonian Institute Press) for mammalian nomenclature
(b) A reference list of the birds of the world (J. J. Morony, W. J. Bock and J. Farrand Jr, 1975, American Museum of Natural History) for order and family level names for birds
(c) Distribution and taxonomy of birds of the world (C. G. Sibley and B. L. Monroe Jr, 1990, Yale University Press) for the genus and species names of birds
(d) Amphibian species of the world: A taxonomic and geographic reference (D. R. Frost, 1985, Allen Press and The Association of Systematics Collections) and Amphibian species of the world: Additions and corrections (W. E. Duellman, 1993, University of Kansas) for amphibian nomenclature
(e) Cites Cactaceae check-list (compiled by D. Hunt, 1992, Royal Botanic Gardens, Kew, UK) and its updates, as a guideline when making references to names of species of Cactaceae
(f) 'A world list of cycads` (D. W. Stevenson, R. Osborne and J. Hendricks, 1990, Memoirs of the New York Botanical Garden 57; pp. 200-206), as a guideline when making reference to names of species of Cycadaceae, Stangeriaceae and Zamiaceae
(g) The plant book, reprinted edition, (D. J. Mabberley, 1990, Cambridge University Press) for the generic names of all Cites plants
(h) A dictionary of flowering plants and ferns, 8th edition (J. C. Willis, revised by H. K. Airy Shaw, 1973, Cambridge University Press) for generic synonyms not mentioned in The plant book, until they are superseded by standard check-lists adopted by the Conference of the Parties to the Convention
i) Cites orchid check-list, Volume I, 1995, (compiled by the Royal Botanic Gardens, Kew, UK) and its updates, as a guideline when making reference to the names of species of Cattleya, Cypripedium, Laelia, Paphiopedilum, Phalaenopsis, Phragmipedium, Pleione and Sophranitis
j) Lexicon of succulent plants/Das Sukkulentenlexikon (H. Jacobson, 1977, English edition, Blandford Press, Dorset, UK, 1970 and 1981 German editions, Gustav Fischer Verlag, Jena, Germany); supplemented by:
List of names of succulent plants other than cacti, published 1950-1992 (U. Eggli and N. Taylor, editors, 1994, Royal Botanic Gardens, Kew, UK) and
k) for names published from 1993 onwards:
Repertorium plantarum succulentarum, Volume 44, (U. Eggli and N. Taylor, compilers, 1993, Royal Botanic Gardens, Kew, UK)
Any Euphorbia included in the publications in paragraphs (j) and (k) shall be considered to be succulent and included in Annex B.
(NB: This therefore does not apply to species in Annex A). The names in these publications shall be used until a nomenclatural check-list is prepared.



ANNEX VII

1. Codes for the indication in permits and certificates of the purpose of a transaction, referred to in Article 4 (3) (d)
B Breeding in captivity or artificial propagation
E Educational
G Botanical gardens
H Hunting trophies
L Enforcement
M Bio-medical research
N Reintroduction or introduction into the wild
P Personal
Q Circuses and travelling exhibitions
S Scientific
T Commercial
Z Zoos


2. Codes for the indication in permits and certificates of the source of specimens, referred to in Article 4 (3) (e)
W Specimens taken from the wild
R Specimens originating from a ranching operation
D Annex A animals bred in captivity for commercial purposes and Annex A plants artificially propagated for commercial purposes in accordance with Chapter III of Commission Regulation (EC) No 939/97, as well as parts and derivatives thereof
A Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter III of Commission Regulation (EC) No 939/97, as well as parts and derivatives thereof
C Annex A animals bred in captivity for non-commercial purposes and Annexes B and C animals bred in captivity in accordance with Chapter III of Commission Regulation (EC) No 939/97, as well as parts and derivatives thereof
F Animals born in captivity, but for which the criteria of Chapter III of Commission Regulation (EC) No 939/97 are not met, as well as parts and derivatives thereof
I Confiscated or seized specimens (1)
O Pre-Convention (2)U Source unknown (must be justified)

(1) To be used only in conjunction with another source code.




ANNEX VIII

ANIMAL SPECIES REFERRED TO IN ARTICLE 32 (a)

AVES
ANSERIFORMES
Anatidae
Anas laysanensis
Anas querquedula
Aythya nyroca
Branta ruficollis
Branta sandvicensis
Oxyura leucocephala
GALLIFORMES
Phasianidae
Crossoptilon crossoptilon
Crossoptilon mantchuricum
Lophophurus impejanus
Lophura edwardsi
Lophura swinhoii
Syrmaticus ellioti
Syrmaticus humiae
COLUMBIFORMES
Columbidae
Columba livia
PSITTACIFORMES
Psittacidae
Cyanoramphus novaezelandiae
Psephotus dissimilis
PASSERIFORMES
Fringillidae
Carduelis cucullata (1)
(1) Specimens must be marked in accordance with Article 36 (1).

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